Articles on SEC
Displaying 21 - 36 of 36 articles
The SEC’s proposal would require companies to disclose their greenhouse gas emissions and other climate risks, but it’s not a done deal yet.
Some investors want publicly traded companies to disclose their full climate impact, including emissions from their supply chains and product use.
Standard & Poor’s, Moody’s, and other ratings agencies have a long and storied history, but today they face significant criticism and the future of ratings themselves are under challenge.
The allegations raised in a book on the Trump administration by Bob Woodward and an anonymous op-ed would be enough to get most CEOs fired.
Enron stands as one of the most infamous scandals in business history. With a growing charter school sector and lax regulation, the same kind of corruption and fraud is rearing its ugly head.
He campaigned on the notion that his business experience would equip him to ‘make America great again,’ but running a family company is poor training for the presidency.
The Trump administration may reverse a recent push to require oil companies to disclose more information about climate change risks to investors. Is that a good thing?
The SEC and others are pressing Exxon to disclose more climate change risks to investors. But new research suggests shareholders are already pricing in those costs on their own.
Regulators fined Wells Fargo US$185 million for fraudulently opening up more than two million fake deposit and credit card accounts. Will the victims get their pound of flesh from those responsible?
Congress tasked the SEC with reducing violence in Congo through Dodd-Frank’s conflict minerals provision. A laudable goal, but the SEC can’t achieve it.
The House Appropriations Committee wants to stop the SEC from requiring the disclosure of political contributions. Here’s why that’s a bad idea.
When Mathew Martoma, the former portfolio manager of SAC Capital, was sentenced to nine years in prison for insider trading last week, much of the comment was about how harsh the punishment looked. It…
After causing the collapse of the Galleon Group hedge fund in 2009, insider trading enforcements have once again shaken the hedge fund industry. Late last week, the US Securities and Exchange Commission…
It was an artful if devastating performance. In just seven minutes, Senator Elizabeth Warren from Massachusetts signaled the arrival of what appears destined to be a powerful force on Capitol Hill. At…
Last month, the US Securities and Exchange Commission (SEC), responsible for regulating capital markets, ruled in favour of laws prohibiting the use of “conflict minerals”. The new regulations have set…
The US capital markets regulator, the Securities and Exchange Commission, has voted in favour of what has widely become known as the “conflict minerals” ruling. Aimed at reducing the illegal trade in resources…















