Insider trading, like what Rep. Chris Collins is accused of engaging in, is one of the sexier crimes in securities law.
Articles on US Securities and Exchange Commission
Displaying 21 - 32 of 32 articles
Tokens, the next stage in the development of blockchain technologies, can help expand blockchains’ uses beyond simply exchanging money.
In giving Dodd-Frank the Botox treatment, Congress misses the point of what’s wrong with financial regulation: It’s an old mess.
Within the world of cryptocurrencies, ICOs are the way to raise funds – but without any government oversight.
Instead, we need to burn the entire system of financial regulation to the ground and replace it with something that supports investing the way it’s done today.
The Trump administration may reverse a recent push to require oil companies to disclose more information about climate change risks to investors. Is that a good thing?
The SEC and others are pressing Exxon to disclose more climate change risks to investors. But new research suggests shareholders are already pricing in those costs on their own.
Congress tasked the SEC with reducing violence in Congo through Dodd-Frank’s conflict minerals provision. A laudable goal, but the SEC can’t achieve it.
Iceland has sent four former directors of its bank Kaupthing to prison for fraud. But the chances of similar legal action happening in the UK are low, where fraud investigators have a poor record. The…
It was an artful if devastating performance. In just seven minutes, Senator Elizabeth Warren from Massachusetts signaled the arrival of what appears destined to be a powerful force on Capitol Hill. At…
Welcome to part two of Back to the Future. Through the Securities and Exchange Commission, James M. Landis helped legitimise the authority of the state to intervene in capital markets, despite a judiciary…
The US capital markets regulator, the Securities and Exchange Commission, has voted in favour of what has widely become known as the “conflict minerals” ruling. Aimed at reducing the illegal trade in resources…
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Professor of Law, St. Mary's University
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Associate Professor of Public Administration, West Virginia University
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Distinguished Emeritus Professor of Management, University of California, Davis
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Associate Professor of Finance, Mississippi State University
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Director, Energy, Climate Justice, and Sustainability Lab, and Research Professor, New York University; Tufts University
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Associate Professor of International Business and Strategy at the D'Amore-McKim School of Business, Northeastern University
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Lecturer/Assistant Professor in Management Information Systems, University College Dublin
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Assistant Professor of Business Law and Ethics in the Kelley School of Business, Indiana University
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Associate Professor of Economics, Skidmore College
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Professor of Finance and Fred T. Tattersall Excellence in Finance Research Chair, West Virginia University
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Senior Lecturer in International Relations, The University of Melbourne
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Professor of Finance and Distinguished Professor of Applied Investments, Appalachian State University
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Associate Professor of Finance, University of Oregon